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Prior-authorization checklist for psychiatry

A checklist for getting a psychiatric medication or service through a payer's prior-authorization process, and for appealing a denial, with less back-and-forth.

What it is

A checklist for getting a psychiatric medication or service through a payer's prior-authorization process, and for appealing a denial, with less back-and-forth.

Who it's for

Prescribing clinicians and the staff who handle authorizations and appeals.

When to use it

When a payer requires prior authorization for a medication, a dose or quantity, or a service, and when a request is denied.

The checklist

Before you submit

  • Confirm the plan actually requires prior authorization for this drug, dose, or service, and find the plan's specific form and criteria.
  • Gather the clinical basis: diagnosis, tried-and-failed alternatives, contraindications, and why this choice fits the plan's criteria.
  • Note any step-therapy or quantity-limit rules and whether an exception applies.

A clean submission

  • Match your documentation to the plan's stated medical-necessity criteria, point by point.
  • Include prior trials with dates, doses, and outcomes, and relevant labs or measures.
  • Send it through the plan's preferred channel and record the reference number and date.

If it's denied

  • Read the denial for the exact reason and the appeal deadline.
  • Request a peer-to-peer review with a plan physician when that's an option.
  • File a written appeal that answers the stated reason directly, and escalate to an external or independent review if the plan allows it.

Track and learn

  • Log each request, its status, and its outcome so patterns are visible.
  • Note which drugs and plans reliably need authorization so you can prepare up front.
  • Tell the patient what to expect and about any interim supply.

Important limitations

Prior-authorization rules, forms, timelines, and appeal rights differ by plan and by state, and many states have passed prior-authorization reform laws that change deadlines or add gold-carding. Medicaid, Medicare Advantage, and commercial plans each work differently. Confirm the current rules for the specific plan and your state.

Sources

  1. American Medical Association, prior authorization practice resources. https://www.ama-assn.org/practice-management/prior-authorization

Reviewed by Shariq Refai, MD, MBA, FAPA, a board-certified psychiatrist. Last reviewed July 29, 2026.

Educational only, not legal adviceThis is an educational checklist, not legal, medical, or compliance advice, and it isn't a ready-to-use legal document. Requirements vary by state, payer, and setting, and they change. Adapt anything here to your own situation and have it reviewed by qualified legal and compliance counsel licensed in your jurisdiction before you rely on it. You're responsible for compliance with all applicable federal and state laws, including HIPAA.

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